Privacy Notice to Our Customers

THIS NOTICE IS FOR YOUR INFORMATION. NO RESPONSE IS REQUIRED.

Gaurav Sharma strongly believes in protecting the confidentiality and security of information we collect about you. In this notice, “we refers to Gaurav Sharma and his employees. This notice describes our privacy policy and describes how we treat the information we receive (“Information”) about you.

Why We Collect and How We Use Information: We collect and use information for business purposes with respect to our relationships involving you. These business purposes include Research reports of the securities for clients as requested by them.

How We Collect and How We Use Information: We get most information directly from you. The Information that you give us when applying for our services generally provides the Information we need. Information collected may relate to your finances, employment, health or other personal.

How We Protect Information: We treat Information in a confidential manner. Our employees are require to protect the confidentiality of Information. Employees may access Information only when there is an appropriate reason to do so, such as to offer our services. We also maintain physical, electronic and procedural safeguards to protect Information; these safeguards comply with all applicable laws. Employees are required to comply with our established policies.

Information Disclosure: We may disclose any Information when we believe it necessary for the conduct of our business, or where disclosure is required by law. For example, information may be disclosed to other to enable them, to provide business services for us, such as performing general administrative activities for us, and assisting us in preparing a plan requested by you. Information may also be disclosed for audit or research purposes; or to law enforcement and regulatory agencies, for example, to help us prevent fraud. We do not make any other disclosures of Information to other companies who may want to sell their products or services to you. For example, we will not sell your contact details to any stock broker or any brokerage house. If we wish to ask you a reference, we will contact you and receive your prior permission each time.

Access to and Correction of Information: Upon your written request, we will make available Information for your review. If you notify us that the Information is incorrect, we will review and correct it.

Conflict of Interest Policy

Securities and Exchange Board of India (‘SEBI’) vide its Circular No. CIR/MIRSD/5/2013 dated August 27, 2013 has notified General Guidelines for intermediaries, recognised stock exchanges, recognised clearing corporations, depositories and their associated persons in securities market (hereinafter referred to as ‘Guidelines’) with the objective of avoiding or dealing with or managing conflict of interest by them. According to these Guidelines, all intermediaries including the Research Analyst(s) or Research Entity are required to put in place a Conflict of Interest Policy (hereinafter referred to as ‘Policy’).

To ensure compliance with the said Guidelines, Mr. Gaurav Sharma (hereinafter referred to as ‘Research Analyst), being a SEBI registered Research Analyst (Registration Number INH100008726), is required to adopt and adhere to such Guidelines.

A. Applicability

This Policy shall be applicable to the Research Analyst. It shall also be applicable to an associated person who reports directly or indirectly to the Research Analyst.

B. Purpose

1. The purpose of this Policy is to set out the approach to identify and manage conflicts of interest which may arise during the course of business activities.

2. This Policy aims at:

· identifying circumstances which may give rise to conflicts of interest entailing a material risk of damage to clients’ interests;

· establishing appropriate procedures and systems to manage those conflicts; and

· ensuring the maintenance of such procedures and systems in an effort to prevent actual damage to clients’ interests through conflicts identified.

C. Policy

The Research Analyst shall:

1. lay down policies and internal procedures to identify and avoid or to deal or manage actual or potential conflict of interest;

2. develop an internal code of conduct governing operations and formulate standards of appropriate conduct in the performance of their activities and ensure to communicate such policies, procedures and code to all concerned;

3. develop measures to prevent or limit any person from exercising inappropriate influence over the way in which the services are carried out;

4. at all times maintain high standards of integrity in the conduct of his business;

5. ensure fair treatment of his clients and not discriminate amongst them;

6. ensure that his personal interest does not, at any time conflict with his duty on his clients and client’s interest always takes primacy in his advice, investment decisions and transactions;

7. Make appropriate disclosure to the clients of possible source or potential areas of conflict of interest which would impair his ability to render fair, objective and unbiased services;

8. Endeavour to reduce opportunities for conflict through prescriptive measures such as through information barriers to block or hinder the flow of information from one department/unit, if any, to another;

9. Place appropriate restrictions on transactions in securities while handling a mandate of issuer or client in respect of such security so as to avoid any conflict;

10. Not deal in securities while in possession of material non published information;

11. Not to communicate the material non published information while dealing in securities on behalf of others;

12. not in any way contribute to manipulate the demand for or supply of securities in the market or to influence prices of securities;

13. not have an incentive structure that encourages sale of products not suiting the risk profile of his clients;

14. not share information received from clients or pertaining to them, obtained as a result of their dealings, for his personal interest.

Disclaimer

Gaurav Sharma (hereinafter referred to as “the Research Analyst”) is registered as a Research Analyst under SEBI (Research Analyst) Regulations, 2014, with SEBI Registration Number INH100008726. The business activities of the Research Analyst are mentioned in detail on the website www.gauravsir.in, which includes trading and investing in securities (as defined in clause (h) of section 2 of the Securities Contracts (Regulation) Act, 1956) listed or proposed to be listed on stock exchanges in India.

Disciplinary history: No disciplinary action has ever been taken against the Research Analyst in the past.

General Disclosures: This ‘Watch-list’ or 'Dashboard' (hereinafter called "Report") has been prepared by the Research Analyst and is meant for sole use by the recipient(s) and not for circulation. The security(ies) mentioned in the Report have been identified on the basis of internally developed algorithm and use of publicly available data and other sources believed by the Research Analyst to be reliable, although its accuracy and completeness cannot be guaranteed. Such information has not been independently verified and no guaranty, representation of warranty, express or implied, is made as to its accuracy, completeness or correctness. The Research Analyst certifies that the views expressed in this Report reflect his personal views about the subject company(ies), which are subject to change without notice. No part of the Research Analyst’s compensation was, is or will be, directly or indirectly related to specific recommendations or views expressed in this report.

The Report is not for public distribution and has been furnished to you solely for your information and no part of this material may be copied or duplicated in any form by any means or redistributed without the written consent of the Research Analyst.

The stocks mentioned in the watch-list are not to be considered as recommendations made by the Research Analyst. These stocks fulfil the conditions resulting in the setups or patterns described in the script for which the recipient has been given access on in.investing.com. The recipient must do his own diligence and analysis in buying or selling the stocks mentioned. Also, the stocks mentioned in this Report may not generate any trade signal depending on the script's conditions.

Further, the stocks mentioned in this Report are based on technical data such as its price movement, moving averages, trading volume, etc. as opposed to focusing on a company's fundamentals and, as such, may not match with the recommendation in fundamental reports, if any, issued by the Research Analyst. The Research Analyst may have issued other Report(s) in the past that are inconsistent with and reach different conclusions from the information presented in this Report.

A graph of daily closing prices of securities is available at in.investing.com

The recipient is requested to take into consideration all the risk factors including their financial condition, suitability to risk return profile and the like and take professional advice before investing. Investments in securities market are subject to market risks, and recipients are requested to read all the related documents carefully before investing. Derivatives (i.e. Futures & Options) are sophisticated investment device and its trading involves substantial risk & leverage and is not appropriate for all investors. The investor is requested to take into consideration all the risk factors before actually trading in derivative contracts.

The Report should be read and relied upon at the sole discretion and risk of the recipient. If you are dissatisfied with the contents of the Report or with the terms of this Disclaimer, you should unsubscribe from the website by sending an email to . The Research Analyst shall not be responsible or liable in any manner, directly or indirectly, for the losses or the damages sustained due to the investments made or not made, or any action taken or not taken, on basis of the Report, including but not restricted to, fluctuation in the prices of shares, derivatives and bonds, changes in the currency rates, diminution in the NAVs, reduction in the dividend or income, lost profits, or lost opportunity etc. The Research Analyst also assumes no responsibility for the improper or delayed functioning of the external website(s) or software(s) (such as ) for which the access may have been given to the recipient.

The report is not directed to, or intended for distribution to or use by, any person or entity who is a citizen or resident or located in any locality, state, country or other jurisdiction where such distribution, publication, reproduction, availability or use would be contrary to law or regulation or what would subject the Research Analyst or its affiliates to any registration or licensing requirement within such jurisdiction. If the report is inadvertently sent or has reached any individual in such country, especially, United States of America, the same may be ignored and brought to the attention of the sender.

Grievance Redressal Process

We believe that Investor service is a vital element for sustained business growth and we want to ensure that our Investors receive exemplary service across different touch points. Prompt and efficient service is essential for retaining existing relationships and therefore Investor satisfaction becomes critical to us, especially since we follow the Direct‐to‐Investor model. Investor queries and complaints constitute an important voice of Investor, and this policy details grievance handling through a structured grievance redressal framework. Grievance redressal is supported by a review mechanism, to minimize the recurrence of similar issues in future.

The Grievance Redressal policy follows the following principles:

· Investors will be treated fairly at all times

· Complaints raised by Investors will be dealt with courtesy and in a timely manner

· Queries and Complaints will be treated efficiently and fairly.

The Research Analyst and employees work in good faith and without prejudice, towards the interests of the Investors.

The Research Analyst has a dedicated Client Servicing Team which is responsible for timely and prompt communication with our clients, while having an open attitude towards service recovery, and providing alternate solutions to investors, thus ensuring healthy relationships with our clients. The Client Servicing Team is headed by Mr.Gaurav Sharma (gauravsharma21234@gmail.com).

Grievance Redressal Mechanism

Client’s queries / complaints may arise due to lack of understanding or a deficiency of service experienced by clients. Deficiency of service may include lack of explanation, clarifications, understanding which escalates into shortfalls in the expected delivery standards, either due to inadequacy of facilities available or through the attitude of staff towards client.

1. Clients can seek clarification to their query and are further entitled to make a complaint in writing, an email may be sent to us.

2. A letter may also be written with their query/complaint and posted at the below mentioned address: F106 Aditya tower, Laxmi nagar , District Centre Delhi-110092

3. The client can expect a reply within 10 business days of approaching Investment Adviser.

4. In case you are not satisfied with our response you can lodge your grievance with SEBI at http://scores.gov.in or you may also write to any of the offices of SEBI. For any queries, feedback or assistance, please contact SEBI office on toll free Helpline at 1800 22 7575/ 1800 266 7575.

Gaurav Sharma

SEBI Registered Research Analyst, Registration No. INH100008726

(Type of Registration- Individual)

Address: L 389 L corner 3rd Floor , L extension , Mohan Garden, DELHI, NATIONAL CAPITAL TERRITORY OF DELHI, 110059

Contact No: 7982086671, Email: gauravsharma21234@gmail.com

SEBI Northern Regional Office (NRO) Address : NBCC Complex, Office Tower-1, 8th Floor, Plate B, East Kidwai Nagar, New Delhi – 110023

Principal Officer: Mr. Gaurav Sharma, Contact No: 91 7982086671,

Email: gauravsharma21234@gmail.com

Disclosure :

Gaurav Sharma is registered with SEBI with INH100008726 as the SEBI registration number. The registered office address of Gaurav Sharma is L 389 L corner 3rd Floor , L extension , Mohan Garden, DELHI, NATIONAL CAPITAL TERRITORY OF DELHI, 110059

The content and data available in the material prepared by the company and on the website of the company, including but not limited to index value, return numbers and rationale are for information and illustration purposes only. Charts and performance numbers do not include the impact of transaction fee and other related costs. Past performance does not guarantee future returns and performances of the portfolios are subject to market risk. Data used for calculation of historical returns and other information is provided by exchange approved third party vendors and has neither been audited nor validated by the Company. Detailed return calculation methodology is available here. Detailed volatility calculation methodology is available here.

Information present in the material prepared by the company and on the website of the company shall not be considered as a recommendation or solicitation of an investment. Investors are responsible for their investment decisions and are responsible to validate all the information used to make the investment decision. Investor should understand that his/her investment decision is based on personal investment needs and risk tolerance, and information present in the material prepared by the company and on the website of the company is one among many other things that should be considered while making an investment decision.

Investments in securities market are subject to market risks. Read all the related documents carefully before investing.

Registration granted by SEBI, membership of BASL (in case of IAs) and certification from NISM in no way guarantee performance of the intermediary or provide any assurance of returns to investors.

Contact Details:

Support Telephone: 7982086671

Support Email: gauravsharma21234@gmail.com

Compliance Office Details:

Name: Gaurav Sharma

Email: gauravsharma21234@gmail.com

Contact: 7982086671

Grievance Office Details:

Name: Gaurav Sharma

Email: investorgrievance@gauravsir.in

Contact: 7982086671